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Raymond James Mission Statement

Our business is people and their financial well-being. Therefore, in the pursuit of our goals, we will conduct ourselves in accordance with the following precepts:

  • Our clients always come first.
  • We must provide the highest level of service with integrity.
  • Assisting our clients in the attainment of their financial objectives is our most worthy enterprise.
  • We must communicate with our clients clearly and frequently.
  • Our investments and services must be of superior quality.
  • Teamwork - cooperating with and providing assistance and support to our fellow associates - is fundamental to sustaining a quality work environment that nurtures opportunities for unparalleled service, personal growth and job satisfaction.
  • Continuing education is necessary to maintain the timeliness of investment knowledge, tax law information and financial planning techniques.
  • Innovation is requisite to our survival in a changing world.
  • To emulate other members of our industry requires us to continue to work hard; to excel beyond our peers requires us to provide an even higher calibre of service to our clients.
  • We must give something back to the communities in which we live and work.



We work everyday to be recognized as Canada's premier independent investment firm. We are dedicated to client satisfaction, award-winning equity research, strong asset management performance, long-term corporate stability, and a unique culture of independence that is focused on the success of our clients.

Recent Achievements

  • In December 2013, Imagine Canada recognized Raymond James Ltd. as a caring company for signing the corporate citizenship commitment and demonstrating leadership in community support in Canada.
  • In October 2013, Raymond James recognized as the Company of the Week by the Financial Services Roundtable organization for the firm’s charitable giving and volunteer efforts through the Raymond James Cares program.
  • In August 2013, Executive Chairman Tom James received the 2013 Harvard Business School Alumni Achievement Award, the school’s highest honor. Recipients are recognized for their contributions to their companies and communities while upholding the highest standards and values.
  • In summer 2013, the Royal Ontario Museum nominated Raymond James Ltd., for The Globe and Mail Business for the Arts Partnership Awards- Most Innovative Marketing Sponsorship for the support of the “Ultimate Dinosaurs: Giants from Gondwana” exhibition.
  • In 2013, StarMine Top Analyst Awards bestowed four awards on our Canadian analyst team, for their stock-picking and earnings estimating acumen, ranking #1 as Stock Picker in the IT Equipment sector and #1 as an Earnings Estimator in Energy Equipment & Services, #2 as a stock picker in Energy Equipment & Services, plus #3 Overall as Earnings Estimator. **
  • Raymond James Ltd., has ranked “Highest in Investor Satisfaction with Full Service Brokerage Firms” in 2009, 2010, and 2012, and in the top three for the past five years in an annual Full Service Investor Satisfaction Study.
  • In the 2013 Brendan Wood survey, Raymond James Sales, Trading & Equity Research all ranked in the top 10.
    ** The 2013 StarMine Analyst Awards for the Canada are based on the calendar year of 2012 for stock picking; and on the fiscal period that reported between 1 April 2012 and 31 March 2013 for earnings estimating.

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Raymond James Ltd. is an indirect wholly-owned subsidiary of Raymond James Financial, Inc.
Securities-related products and services are offered through Raymond James Ltd., member Canadian Investor Protection Fund (CIPF).
Insurance products and services are offered through Raymond James Financial Planning Ltd, which is not a member CIPF.
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